Introduction to the Securities Industry
Meet some of the players that comprise the Investment World. This module introduces you to players who issue securities, takes a look at the people who want to get money from their investments, and then looks at those who manage these investment transactions. This module will also introduce you to the products that people invest in and how these products are issued or traded. The module wraps up with basic terms and concepts.
CPE Credits: 1
| Program Level | Basic |
| Prerequisites | This course has no prerequisites |
| Advance Preparation | No advance preparation required |
| Recent Revision Date | May 27, 2014 |
| Instructional Delivery Method | QAS Self Study |
| Field of Study | Management Advisory Services |
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Duration : 1 hour
- Gain a basic understanding of the investment world and the Securities Industry
- Understand the role of Primary and Secondary Markets