Series 66 Exam Prep Package: Online
Passing the Series 66 exam allows an individual to represent both a broker dealer and an investment adviser and receive both transaction and fee-based compensation. Upon successful completion, as an investment adviser representative, you may provide advice, manage portfolios, and be paid for the advice provided. Fees may be charged as a percent of assets, hourly, subscription, or a flat fee. While acting as an agent for a broker dealer you may receive commissions for executing orders for clients. The Series 66 Exam Prep package is presented by the Securities Institute of America, Inc., and the New York Institute of Finance.
This online, self-study package comprises 56 hours of premium exam prep content including:
• 180 days of instant access
• 8+ hours of video training that covers the exam prep manual chapter by chapter to ensure comprehension.
• 322-page exam prep textbook and eBook.
• Unlimited simulated exams and topic-focused practice exams with over 1,800 randomized questions.
• Plus, comprehensive question and exam reports, checkpoint exams, greenlight exams, exam plan personal study calendar, online tools and cheat sheets, test tip videos, and phone, email, and chat support.
Prerequisite knowledge:
- None.
Corequisite:
- You must pass the Securities Industry Essentials exam and the Series 7 exam to be fully licensed. You may take either exam first. You do not need to be sponsored to take the SIE exam.
Note: After you’ve purchased the Series 66 Exam Prep Package on NYIF.com, you'll receive your login details and access instructions from sales@securitiesce.com within 1 business day. This course will be administered on the Securities Institute's learning management portal. If you have selected Pay by Invoice, you will receive login details once NYIF has received your payment.
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To make it even easier to learn, you can finance your program through Affirm.
Loans offered through Affirm are available in the U.S. and Canada.
Duration : 1.2 Hours
- Escheatment, offers, sales, form ADV, securities and non-securities, futures, and forwards, form ADV and more
Duration : 3 Hours
- The Securities Exchange Act of 1934, The role of the SEC, FINRA regulations and bylaws, Hiring new employee, U4s, U5s, continuing education requirements, FINRA Rule 2210 communications with the public, SIPC and more
Duration : 1 Hour
- Fundamental factors used in measuring economic activity, GDP, the business cycle, leading and lagging economic indicators, schools of economic thought, monetary and fiscal policy, the federal reserve board and more
Duration : 5 Hours
- Professional conduct in the securities industry, fair dealing with clients, manipulative and deceptive devices, blanket recommendations, selecting suitable recommendations, Alpha, Beta. CapM, Duration, Convexity, calculating returns, perpetual income accounts and more
Duration : 3.6 Hours
- Annuity registration and operation, accumulation and annuity units, annuity purchase and payout options, the assumed interest rate, Individual retirement plans, traditional, Roth and Sep IRAs, tax sheltered annuities, corporate plans, 401Ks, KEOGH plans, ERISA regulations, Tax implications, and more
Duration : 2.5 Hours
- State and federal registration of broker dealers and investment advisers, capital requirements for broker dealers and investment advisers, consent to service of process, state fees and applications, rush orders and more
Duration : 2.5 Hours
- Inter and intra state offerings, private placements and exempt transactions, Rule 144, 144A, 147, Regulation S offerings, Notice filing and more
Duration : 2.5 Hours
- The powers and duties of the state securities administrator, the use and application of the Uniform Securities Act, stop orders, summary orders, cease and desist orders and more
Duration : 15 Hours
Duration : 20 Hours